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PG&E验厂咨询--键合规等方面

键合规等方面

Each of us is required to fully comply with all laws and regulations applicable to PG&E's business activities.我们每个人的要求完全遵守所有适用法律和法规PG&E公司的业务活动。 In addition, all disclosures, documents, or reports provided to any government agency or in any other public communication must be, to the extent possible, full, fair, timely, and understandable.此外,所有披露,文件,报告或提供给任何政府机构或任何其他公共通信必须要尽可能全面,公正,及时和理解的。

Violations of PG&E policies or legal and regulatory requirements must be reported promptly to your supervisor, another involved department, or the Compliance and Ethics Helpline.违反规定的PG&E公司的政策或法律和法规,必须立即向上司报告,涉及其他部门或合规和道德热线。

Federal Securities Laws 联邦证券法

As companies with publicly traded securities 3 , PG&E Corporation and Pacific Gas and Electric Company must each comply with federal laws and regulations that require the disclosure of certain information in periodic financial and other reports that are filed with the Securities and Exchange Commission (SEC).随着公司公司与公开交易的证券3,PG&E公司公司,太平洋煤气和电力必须各自遵守联邦法律和法规,要求交换)管理委员会(SEC披露的某些信息和定期证券的财务报告和其他报告所提出的。 If you are asked to review a draft SEC report, you are expected to respond promptly to help ensure that the SEC reports are accurate and complete.如果你是一个草案,要求美国证券交易委员会的审查报告,希望你能够迅速作出反应,以帮助确保美国证券交易委员会的报告是准确和完整。

The securities laws also impose requirements regarding recordkeeping and the establishment, maintenance, and evaluation of “disclosure controls and procedures” as well as “internal control over financial reporting,” as those terms are defined in the Sarbanes-Oxley Act of 2002.证券法还规定保存记录方面的要求,建立,维护和程序进行评价的“控制和披露”以及“财务报告内部控制”,因为这些用语的定义奥克斯利法案在2002年萨班斯。 These laws require the Chief Executive Officer and the Chief Financial Officer to certify, among other things, the accuracy and completeness of information in the SEC reports and the effectiveness of disclosure controls and procedures, and that they have disclosed any fraud that involves management or other employees who have a significant role in internal control over financial reporting.这些法律规定的行政总裁及首席财务总监,以证明的东西,除其他外,报告的准确性和完整性在美国证券交易委员会的资料和披露控制程序的有效性,并和他们透露任何欺诈行为,涉及管理或其他员工谁拥有控制权的财务报告有重大作用的内部。

PG&E Corporation's and Pacific Gas and Electric Company's internal controls over financial reporting are regularly tested, and if any deficiencies are identified, the controls are corrected and re-tested until they are effective. PG&E公司公司和太平洋煤气和内部控制电器公司财务报告的定期测试,如果发现有任何缺陷,控件被纠正和重新测试,直到它们是有效的。 While the Chief Executive Officer and Chief Financial Officer are ultimately responsible for establishing and maintaining internal controls, the primary burden of complying with and testing controls falls on us.虽然行政总裁和首席财政官的最终控制负责建立和维护内部的遵守和测试的主要负担落在我们的控制。 As such, you are expected to perform and test controls with due care.因此,您预计执行和测试控制,并适当照顾。

If you have a concern about questionable accounting or auditing matters or internal controls (collectively, “accounting complaints”), contact the Compliance and Ethics Helpline at 1-888-231-2310.如果您对1-888-231-2310可疑的会计或审计事项或内部控制措施(统称为“会计投诉”),请在遵守和道德热线的关注。 The PG&E Corporation Senior Vice President and General Counsel reviews all such accounting complaints. PG&E公司公司的高级副总裁兼总顾问审查所有这些会计投诉。 The Chairs of the Audit Committees of the Boards of Directors are informed of any significant and material accounting complaints.董事会各委员会主席审计委员会对被告知的任何重大投诉和材料核算。

3 PG&E Corporation's common stock is listed on the New York Stock Exchange and the Pacific Exchange and Pacific Gas and Electric Company's preferred stock is listed on the American Stock Exchange and the Pacific Exchange. 3 PG&E公司公司的普通股在纽约证券交易所和太平洋交易所和太平洋煤气和电力公司的优先股股票挂牌上市的美国股票交易所和太平洋地区。

Insider Trading 内幕交易

Never make investment decisions regarding any equity or debt securities based on information obtained in the course of your employment if the information 1) has not been publicly disseminated and 2) could have a material effect on the value of the investment.切勿作出投资决定就任何股本或债务证券根据你们的就业信息获取过程中,如果信息1)没有被公开传播和2)可能有重大影响的投资上的价值。 Examples of such information include expansion plans, major management changes, dividend rates, earnings, mergers, and significant new contracts or projects.这些信息的例子包括扩展计划,主要管理人员的变动,股息率,收益,合并,以及大量新的合同或项目。 Using this information is against PG&E's policy and may violate laws or regulations.使用此信息是对PG&E的政策,可能会违反法律或法规。

If you would like more information on insider trading, review PG&E's compliance booklet, Insider Trading: An Overview of Laws and Corporate Policies .如果您想了解更多交易信息,内幕交易,审查PG&E公司的遵守情况的小册子, 内幕:一个政策法规和公司概况 You can access it on the Compliance and Ethics Intranet site or request a copy by calling 1-415-973-8685.您可以访问1-415-973-8685它在遵守和道德要求内联网网站或致电副本。

Affiliate Rules 会员规则

The California Public Utilities Commission (CPUC) and the Federal Energy Regulatory Commission (FERC) have implemented affiliate rules to ensure that resources and assets of the regulated members of the corporate family are not used to subsidize or give an unfair advantage to our other lines of business.美国加州公用事业委员会(CPUC)和联邦能源管制委员会(FERC)已经实施附属规则,以确保资源和家庭资产的企业的监管人员不被用来资助或给予不公平的优势,我们的其他行业务。 Failure to comply fully with the rules can result in sanctions, fines, or other serious measures.未能充分遵守规则与可能导致制裁,罚款,或其他严重的措施。

If you're in a position that requires any interaction with other PG&E lines of business, current customers, or potential customers, you should be familiar with the affiliate rules.如果你是在一个客户的立场,即要求任何可能的互动与其他E线皮克与业务,现有客户,或者,你应该熟悉规则的子公司。 One source of information is the PG&E compliance booklet, Interactions in the Corporate Family: An Overview of Affiliate Rules .一个信息来源是PG&E公司遵守本小册子, 家庭互动的企业:一个规则概述加盟 You can access it on the Compliance and Ethics Intranet site, or request a copy by calling 1-415-973-8685.您可以访问1-415-973-8685它在遵守和道德内联网网站,或致电索取副本。

Refer specific questions about the rules to the Affiliate Rules Helpline at 1-415-972-7272.在热线1-415-972-7272参照有关规则,会员规则的具体问题。

Antitrust Laws 反垄断法


Antitrust laws were established to promote economic competition among businesses.反托拉斯法的制定是为了促进企业之间的经济竞争。 Activities that limit competition, restrict trade, or otherwise dominate a market may violate federal or state antitrust laws.活动限制竞争,限制贸易,或以其他方式支配市场可能违反联邦或州反托拉斯法。 Such violations can expose PG&E and individual employees to criminal penalties, large fines, and civil lawsuits.这种侵犯行为,可能令PG&E公司和员工个人的刑事处罚,诉讼,大型罚款和民事。

To avoid potential problems, follow these rules:为了避免潜在的问题,请按照下列规则:

  • Don't fix prices or divide markets with competitors unless the agreement will be actively supervised and approved by the appropriate regulatory body.不要固定价格或分割市场,竞争者,除非该协议将积极监督和机构批准的适当监管。

     
  • When attending meetings or social events with competitors or potential competitors, avoid discussing any of the following information if it's not publicly available:在参加会议或潜在的竞争者与竞争者或社交活动,避免讨论任何信息以下,如果是不公开:
    • Prices, pricing policy, contract terms or conditions;价格,定价政策,合同条款或条件;
    • Costs, inventories, marketing and service plans, market surveys and studies;成本,库存,营销和服务计划,市场调查和研究;
    • Capacity plans and capabilities, territorial agreements; or容量计划和能力,领土的协议,或
    • Any other proprietary or confidential information.任何其他专有或机密信息。

       
  • Don't suggest or imply to any vendor that it must purchase services from PG&E in order to sell products or services to PG&E.不建议或暗示任何供应商,它必须购买从PG&室服务,以销售产品或服务的简称PG&大肠杆菌

     
  • Be careful that any negative or critical comments you make about a competitor are accurate.要小心,任何否定或批评你对竞争对手是准确的。

     
  • Don't use PG&E's size to intimidate or threaten any individual or organization.不要使用PG&E公司的规模,以恐吓或威胁任何个人或组织。

PG&E has developed a booklet and training program on antitrust compliance, which are accessible on the Compliance and Ethics Intranet site. PG&E公司已经开发遵从及伦理联网网站的小册子和培训方案的反垄断规定,这是访问的。 The booklet is called Rules for Fair and Legal Competition: An Overview of Antitrust Laws , and may be requested by calling 1-415-973-8685.这本小册子是所谓的竞争规则的公平和法律:一种法律概述反垄断法 ,并可以要求致电1-415-973-8685。

For more specific questions or concerns, ask your supervisor, local compliance representative, or Law Department.对于更具体的问题或疑虑,请你的上司,遵守当地的代表,或法律部。

Environmental Laws and Regulations 环境法律和法规

PG&E is a recognized environmental leader and is committed to conducting its business in an environmentally sensitive manner. This commitment is consistent with our Core Values and makes good business sense.简称PG&E是公认的环保领导者,致力于敏感的方式开展业务,在环境方面。这项承诺是与我们的核心价值观相一致,并是一个很好的商业意义。 Make sure that the decisions you make on behalf of PG&E reflect this commitment.请确保您é作出的决定和代表了PG反映了这一承诺。

If you would like more information on environmental compliance, review the PG&E compliance booklet, Protecting the Environment: An Overview of Environmental Laws .如果您想了解更多信息,符合环保,PG&E公司审查符合本小册子, 保护环境:一个法律环境概述 You can request a copy of the booklet by calling 1-415-973-8685 or access it on the Compliance and Ethics Intranet site.您可以要求遵守伦理内联网网站和一个复制的小册子致电1-415-973-8685或访问它。 For specific environmental questions or concerns, ask your supervisor, local environmental specialist, or the Law Department.对于具体的环境问题或疑虑,请你的主管,当地环保专家,或法律部。

Political Laws 政治法律

Government officials shape the legal and regulatory environment in which PG&E operates.政府官员形成的法律和监管环境,PG&E公司的运作。 If you interact with government officials or candidates for public office, or if you provide gifts or contributions to such individuals, you must understand the laws that control the corporation's participation in the political process. You should obtain a copy of the compliance booklet, Working with Government Officials: Compliance with Political Laws , which covers limitations on gifts, the approval process for contributions, regulatory reporting requirements, and other important information. You can request a copy by calling 1-415-973-8685 or access it on the Compliance and Ethics Intranet site.如果您互动与政府官员或公职候选人公开,或者如果您提供的礼物或个人捐款等,你必须了解的法律,控制该公司的过程中参与政治。你应该得到一个副本遵守小册子, 工作政府官员:礼物遵守政治法律 ,其中就包括限制,对捐款的核准程序,监管报告的要求,以及其他重要信息。您可以要求遵守和副本致电1-415-973-8685或访问它的伦理Intranet站点。

The Governmental Relations Department, the Charitable Contributions Department, and the Law Department coordinate all contributions and gifts made to government officials on behalf of PG&E. Don't make commitments for contributions or provide gifts without consulting them (contributions, 1-415-973-2177 and gifts, 1-415-973-1456).在政府关系部,慈善捐款部和法律部协调所有的捐款和1-415-973礼物(捐助,使他们的政府官员代表了PG&'五唐吨咨询承诺作出捐款或提供无礼物- 2177和礼物,1-415-973-1456)。

Remember, giving out squeeze lights or hard hats, allowing public officials to use a PG&E meeting room, or hanging a banner with a bucket truck can constitute making a gift.记住,给了挤压或安全帽灯,让公职人员使用PG&E公司会议室,或挂横幅与礼物一斗卡车可以构成一个决策。

Copyright Laws 著作权法

Copyrighted works include, but aren't limited to, newsletters, magazine articles, newspapers, books, videotapes, drawings, musical recordings, and software.受版权保护的作品包括但不限于通讯,杂志文章,报纸,书籍,录像带,图片,音乐唱片和软件。 Copyright law protects such works even if they do not include a copyright notice.这些作品的版权法律保护,即使他们不包括版权声明。 If you would like to copy material for distribution at work, make sure you have permission from the copyright holder before making copies.如果你想复制在分发工作的物质,确保您有复制著作权人的许可之前,从。

Before you reproduce a newspaper or magazine article for distribution within PG&E, check the Copyright Quick Reference List, which includes about 150 publications from which we may make copies. The Quick Reference List is available on PG&E's Compliance and Ethics Intranet site, and also is posted next to most copy machines.在您复制一份报纸或杂志é文章及分发内部编号,查询版权快速参考名单,其中包括大约150种出版物从中我们可以拷贝。快速参考名单上提供的PG&E公司的合规和道德内联网,也被张贴最旁边的复印机。 You also may check the Copyright Clearance Center at www.copyright.com or call the publisher to get needed approvals.您还可以查看结算中心在版权www.copyright.com或致电出版商为了获得必要的批准。

Computer software is covered by licensing agreements that typically prohibit unauthorized use or copying.计算机软件受许可协议通常禁止未经授权的使用或复制。 Never make unauthorized copies of software that is licensed to PG&E.五,千万不要与非法拷贝的软件是授权给狮城 Also, never load unlicensed software onto PG&E computer equipment or download unauthorized software from the Internet.另外,从来没有加载未经授权的软件在互联网上PG&E公司的计算机设备或软件,下载未经授权的。 You may, however, install personal software on your company-assigned computer if two conditions are met: 1) you must hold a software license that permits such an installation, and 2) you must have the approval of your supervisor and the local computer system administrator.你可以,但是,个人电脑安装指定软件在您的公司如果两个条件都满足:1)您必须持有一个软件许可,允许这样的装置,和2),你必须有校监的批准你和本地计算机系统管理员。

If you would like more information on copyright compliance, review the PG&E compliance booklet, Copying Publications and Software: Compliance With Copyright Laws .如果您想了解更多信息,遵守版权,审查合格的PG&E公司的小册子, 复制出版物和软件:法律法规与版权 You can access it on the Compliance and Ethics Intranet site, or request a copy by calling 1-415-973-8685.您可以访问1-415-973-8685它在遵守和道德内联网网站,或致电索取副本。

Foreign Corrupt Practices Act 外国腐败行为法案

United States companies and their agents doing business outside the United States must comply with the provisions of the Foreign Corrupt Practices Act (FCPA).美国公司及其代理商做业务在美国以外的国家必须遵守反海外腐败法)的规定,外国腐败行为法案(。 The FCPA prohibits giving or offering anything of value to a foreign official to induce the recipient to misuse his or her official position to obtain or retain business or secure some improper advantage.反海外腐败法禁止提供或提供任何有价值的东西向外国官员诱使收件人滥用其官方立场,获得或保持业务,或获得一些不正当的优势。 “Anything of value” is defined broadly, and includes gifts, money and services. “对任何有价值的东西”的定义广泛,并包括礼物,金钱和服务。 The prohibition extends to the official's friends and family members, and includes political parties, party officials, and candidates for political office.这一禁令扩大到官员的朋友和家人,并包括各政党,政党官员和公职候选人的政治。

The FCPA also requires accurate records of foreign transactions and reasonable accounting controls so FCPA issues can't be disguised or hidden.反海外腐败法还要求外国交易的准确记录和合理的会计控制,这样反海外腐败法问题不能掩饰或隐藏。

Therefore, contact the Law Department before providing any gift, money, or service to a foreign official.因此,法律部联系,在提供任何礼物,金钱或服务向外国官员。 Also, keep in mind that simple business courtesies such as meals, entertainment, or travel, may be illegal under the FCPA or the laws of the host country. When doing business in a foreign country or with a representative of a foreign country, always maintain detailed records of transactions involving PG&E.另外,请记住这一点,简单的商业或旅游的礼遇,如膳食,娱乐,可以根据国家的非法主机或反海外腐败法的法律的。在做业务的外国国家或一个国家的代表外国,始终保持与大肠杆菌详细记录交易涉及皮克

For more information, review PG&E's FCPA compliance booklet, Conducting Business Outside the USA: Compliance With Foreign Business Laws .欲了解更多信息,审查PG&E公司的反海外腐败法规定的小册子, 开展美国业务外:法律法规与外商 You can access it on the Compliance and Ethics Intranet site, or request a copy by calling 1-415-973-8685.您可以访问1-415-973-8685它在遵守和道德内联网网站,或致电索取副本。

Facilities Management 设施管理

Operate all company facilities in full compliance with applicable codes, regulations, and laws.经营所有,公司适用的法规规章设施完全遵守和法律。 If you have a concern or suspect a violation, immediately discuss it with your supervisor or facility management representative.如果你有一个担心或怀疑违反,立即代表讨论它与你的上司或设施的管理。

Government Contracts 政府合约

Government contracts may have special provisions and reporting requirements.政府合约可能有特殊的规定和报告要求。 Be aware of those special provisions and immediately contact the Law Department if any questions arise.可知道这些特殊规定,并立即联系法律系如果出现任何问题。 Fraudulent or dishonest acts in fulfilling a government contract can trigger severe penalties, including fines and jail time, under the False Claims Act.索赔欺诈或不诚实行为法对完成政府合同,可以触发严重的惩罚,包括罚款和监禁假时间,根据。

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